CIN:U74140MH1997PTC107598
SEBI Stock Broker Registration Number-INZ000259334 (Member of BSE (CASH) – 3081, Member of NSE (CASH/F&O/CD) – 12476 | SEBI Depository Participant Registration Number-IN-DP-682-2022 | SEBI Research Analyst Registration Number – INH000000313 | Research Analyst. Enlistment No. 5020)
Name of Compliance Officer & Grievance Officer: Mr. Manish Dubey
Contact Number : +91 2268603252
In case of any investor grievance, Client shall first lodge a complaint at [email protected]
On receipt of direct grievance/ Dispute from client, Ambit Capital shall analyse and respond to the matter within stipulated time as prescribed by SEBI. If the client is not satisfied with the resolution, the client may lodge the complaint with SEBI through its SCORES portal at https://scores.sebi.gov.in/
SCORES may be accessed through SCORES mobile application as well, same can be downloaded from below link: https://play.google.com/store/apps/details?id=com.ionicframework.sebi236330 https://apps.apple.com/in/app/sebiscores/id1493257302
Filing complaints on SCORES – Easy & Quick
1. Register on SCORES portal
2. Mandatory details for filing complaints on SCORES:
- Name, PAN, Address, Mobile Number, Email ID
3. Benefits
- Effective communication
- Speedy redressal of the grievance
Investor can also send complaints on the address given below :
Office of Investor Assistance and Education,
Securities and Exchange Board of India, SEBI Bhavan II
Plot No. C7, ‘G’ Block,
Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051
After exhausting all available options for resolution of dispute, if client is still not satisfied with the outcome, the client may avail online conciliation and / or online arbitration through Online Dispute Resolution portal (SMART ODR portal) https://smartodr.in/login
SEBI Master Circular for Online Resolution of Disputes : Download
Research Analyst Disclosure:
“Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors”
“Investment in securities market are subject to market risks. Read all the related documents carefully before investing”
RISK DISCLOSURES ON DERIVATIVES
- 9 out of 10 individual traders in the Equity Futures and Options segment incurred net losses.
- On average, loss-makers registered net trading losses close to ₹50,000.
- Over and above the net trading losses incurred, loss-makers expended an additional 28% of net trading losses as transaction costs.
- Those making net trading profits incurred between 15% to 50% of such profits as transaction costs.
Attention Investors
- Advisory – KYC Compliance
- Investor awareness and safeguarding client’s asset
- Precautions for clients dealing in options
- Dos and Don’ts and best practices to be followed for CDSL demat account holders
- Details of Client Bank Account
- Risk Disclosure on Derivatives
- Voluntary Freezing/Blocking the Ambit Online Trading Account to protect against any suspicious activity
- Policy on Handling of Good Till Cancelled /Triggered Orders offered by Members to Clients