Ambit Private Limited

Ambit Capital Private Limited

Ambit Private Limited

Ambit Capital Private Limited

Corporate Governance Policies

Ambit Private Limited

CIN: U65923MH1997PTC109992

SEBI Merchant Banker Registration Number INM000010585

Registered Office: Ambit House, 449, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013

In case of investor grievance, mail us at [email protected] For other matters, mail us at [email protected] Phone : + 91 22 3982 1819

You can also lodge your grievances with SEBI at https://scores.gov.in

Filing complaints on SCORES – Easy & quick

a. Register on SCORES portal

b. Mandatory details for filing complaints on SCORES:

i. Name, PAN, Address, Mobile Number, E-mail ID

c. Benefits :

i. Effective communication

ii. Speedy redressal of the grievance

Investor may also send complaints on the address given below:

Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan II Plot No. C7, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051

Ambit Capital Private Limited

CIN:U74140MH1997PTC107598


SEBI Stock Broker Registration Number-INZ000259334 (Member of BSE (CASH) – 3081, Member of NSE (CASH/F&O/CD) - 12476 | SEBI Depository Participant Registration Number-IN-DP-CDSL-374-2006 | SEBI Portfolio Manager Registration Number- INP000002221 | SEBI Research Analyst Registration Number - INH000000313 | SEBI Merchant Banker Registration Number - INM000012379| AMFI Registration Number No. - ARN-36358


Compliance Officer Name: Sanjay Shah


Contact Number: + 91 22 3982 1819


Registered Office: Ambit House, 449, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013


In case of investor grievance, mail us at [email protected]


You can also lodge your grievances with SEBI at https://scores.gov.in/


Filing complaints on SCORES – Easy & quick – Easy & quick

a. Register on SCORES portal
b. Mandatory details for filing complaints on SCORES:
i. Name, PAN, Address, Mobile Number, E-mail ID
c. Benefits :
i. Effective communication
ii. Speedy redressal of the grievance


Investor may also send complaints on the address given below:


Office of Investor Assistance and Education,
Securities and Exchange Board of India, SEBI
Bhavan II
Plot No. C7, ‘G’ Block,
Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051


Status of Complaint

Portfolio Management – Number of complaints – October ''2020

  • At the begining of the month
    0
  • Received during the month
    0
  • Resolved during the month
    0
  • Pending at the end of the month
    0

Reasons for pendency

N/A

Attention Investors (Issued in the interest of Investors):Attention Investors (Issued in the interest of Investors):


• KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (Broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.


• CDSL communique no. CDSL/OPS/DP/POLCY/2017/176 dated April 05, 2017 advises that the Beneficial Owners (BOs) should submit/update their Aadhar Card copy with the Depository Participant.


• Prevent Unauthorized Transactions in your demat account --> Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day. Issued in the interest of investors.


• No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor''s account.


Investor Awareness regarding the revised guidelines on margin collection:


1.Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
2.Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
3.Pay 20% upfront margin of the transaction value to trade in cash market segment.
4.Investors may please refer to the Exchange''s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
5.Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.


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Note: "This document is a translated version of the client registration documents in English and is being provided in vernacular language to facilitate better understanding by the investors. In case of any ambiguity, the contents of the English version would prevail."

Ambit Investment Advisors Private Limited

CIN:U74900MH2008PTC182902

SEBI Portfolio Manager Registration Number – INP000005059

Contact Number: +91 022 6623 3000

Registered Office: Ambit House, 449, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013

In case of investor grievance, mail us at [email protected]

You can also lodge your grievances with SEBI at https://scores.gov.in/

Filing complaints on SCORES – Easy & quick – Easy & quick

a. Register on SCORES portal
b. Mandatory details for filing complaints on SCORES:
i. Name, PAN, Address, Mobile Number, E-mail ID
c. Benefits :
i. Effective communication
ii. Speedy redressal of the grievance

Investor may also send complaints on the address given below:

Office of Investor Assistance and Education,
Securities and Exchange Board of India, SEBI
Bhavan II
Plot No. C7, ‘G’ Block,
Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051

Status of Complaint

Portfolio Management – Number of complaints – October ''2020

Ambit Wealth Advisors Private Limited

CIN:U74990MH2009PTC191965

SEBI Investment Advisor Registration Number – INA000005002

Contact Number: +91 022 6623 3000

Registered Office: Ambit House, 449, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013

In case of investor grievance, mail us at [email protected]

You can also lodge your grievances with SEBI at https://scores.gov.in/

Filing complaints on SCORES – Easy & quick – Easy & quick

a. Register on SCORES portal
b. Mandatory details for filing complaints on SCORES:
i. Name, PAN, Address, Mobile Number, E-mail ID
c. Benefits :
i. Effective communication
ii. Speedy redressal of the grievance

Investor may also send complaints on the address given below:

Office of Investor Assistance and Education,
Securities and Exchange Board of India, SEBI
Bhavan II
Plot No. C7, ‘G’ Block,
Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051

Status of Complaint

Portfolio Management – Number of complaints – October ''2020

Ambit Wealth Management Private Limited

AMFI-registered Mutual Fund Distributor- ARN-168436

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