General Information Document

Ambit Investment Advisors Private Limited

CIN: U74900MH2008PTC182902


SEBI Portfolio Manager Registration Number – INP000005059


Contact Number: +91 022 6623 3000


In case of any investor grievance, Client shall first lodge a complaint at investorgrievance.aiapl@ambit.co


On receipt of direct grievance/ Dispute from client, Portfolio Manager shall analyse and respond to the matter within stipulated time as prescribed by SEBI. If the client is not satisfied with the resolution, the client may lodge the complaint with SEBI through its SCORES portal at https://scores.sebi.gov.in/


SCORES may be accessed through SCORES mobile application as well, same can be downloaded from below link:
https://play.google.com/store/apps/details?id=com.ionicframework.sebi236330
https://apps.apple.com/in/app/sebiscores/id1493257302


Filing complaints on SCORES - Easy & Quick


  1. Register on SCORES portal
  2. Mandatory details for filing complaints on SCORES:
    • Name, PAN, Address, Mobile Number, Email ID
  3. Benefits
    • Effective communication
    • Speedy redressal of the grievance

Investor can also send complaints on the address given below :


Office of Investor Assistance and Education,

Securities and Exchange Board of India, SEBI Bhavan II

Plot No. C7, ‘G’ Block,

Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051


After exhausting all available options for resolution of dispute, if client is still not satisfied with the outcome, the client may avail online conciliation and / or online arbitration through Online Dispute Resolution portal (SMART ODR portal) https://smartodr.in/login


SEBI Master Circular for Online Resolution of Disputes : Download


DIRECT ON-BOARDING OF CLIENTS: The Company provides the facility for direct on-boarding of clients. i.e. on-boarding of clients without intermediation of distributors. In case of direct on-boarding, no charges except statutory charges shall be levied on clients. To know more, please contact us at contactusamc@ambit.co

Ambit Wealth Advisors Private Limited*

CIN:U74990MH2009PTC191965

SEBI Investment Advisor Registration Number – INA000005002

Name of the Principal Officer and contact details – Mr. Mahesh Kuppannagari

Phone: +912266233038 Email: mahesh.kuppannagari@ambit.co

Validity of registration – Perpetual

Type of registration – Non-individual

Contact Number: +91 022 6623 3000

Registered Office: Ambit House, 449, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013

In case of investor grievance, mail us at investorgrievance.awapl@ambit.co


You can also lodge your grievances with SEBI at https://scores.gov.in/


Filing complaints on SCORES – Easy & quick


  a. Register on SCORES portal
  b. Mandatory details for filing complaints on SCORES:
    i. Name, PAN, Address, Mobile Number, E-mail ID
  c. Benefits :
    i. Effective communication
    ii. Speedy redressal of the grievance


Investor may also send complaints on the address given below:

Office of Investor Assistance and Education,
Securities and Exchange Board of India, SEBI Bhavan II
Plot No. C7, ‘G’ Block,
Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051


Ambit Capital Private Limited

"Prevent Unauthorized Transactions in your demat account → Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors."  :::  "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary."  :::  "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."

Ambit Capital Private Limited

"Prevent Unauthorized Transactions in your demat account → Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors."  :::  "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary."  :::  "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."

Corporate Governance Policies

Ambit Private Limited

CIN: U65923MH1997PTC109992

SEBI Merchant Banker Registration Number INM000010585

Registered Office: Ambit House, 449, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013

In case of investor grievance, mail us at customerservicemb@ambit.co For other matters, mail us at contactus.cf@ambit.co Phone : + 91 22 3982 1819

You can also lodge your grievances with SEBI at https://scores.sebi.gov.in/


Filing complaints on SCORES – Easy & quick


  a. Register on SCORES portal
  b. Mandatory details for filing complaints on SCORES:
    - Name, PAN, Address, Mobile Number, E-mail ID
  c. Benefits :
    - Effective communication
    - Speedy redressal of the grievance


Investor may also send complaints on the address given below:


Office of Investor Assistance and Education,
Securities and Exchange Board of India, SEBI Bhavan II
Plot No. C7, ‘G’ Block,
Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051


Ambit Capital Private Limited

"Prevent Unauthorized Transactions in your demat account → Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day......................issued in the interest of investors."  :::  "KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary."  :::  "No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor's account."

CIN:U74140MH1997PTC107598


SEBI Stock Broker Registration Number-INZ000259334 (Member of BSE (CASH) - 3081, Member of NSE (CASH/F&O/CD) - 12476 | SEBI Depository Participant Registration Number-IN-DP-682-2022 | SEBI Research Analyst Registration Number - INH000000313 | AMFI registered Mutual Fund Distributor No. - ARN-36358


In case of investor grievance, please contact the following:


Compliance Officer: Mr. Manish Dubey


Contact Number: +91 2268603252


Registered Office: Ambit House, 449, Senapati Bapat Marg, Lower Parel, Mumbai - 400 013


In case of investor grievance, mail us at investorgrievance.acpl@ambit.co


Investor can also send complaints on the address given below


Ambit Capital Private Limited

Ambit House, 449, Senapati Bapat Marg

Lower Parel, Mumbai - 400013


You can also lodge your grievances with SEBI at https://scores.sebi.gov.in/


Filing complaints on SCORES - Easy & Quick

  1. Register on SCORES portal
  2. Mandatory details for filing complaints on SCORES:
    1. Name, PAN, Address, Mobile Number, Email ID
  3. Benefits
    1. Effective communication
    2. Speedy redressal of the grievance

To help investors access efficient dispute resolution they may log in to the Online Resolution of Disputes at the following: https://smartodr.in/login

Ambit Wealth Private Limited*

CIN: U74140MH2007PTC174082


SEBI Portfolio Manager Registration Number – INP000007465 | AMFI-registered Mutual Fund Distributor- ARN-168436 (Initial registration 19-Dec-2019 and valid till 20-Dec-2025). Research Analyst- INH000012494.

Investment Managers to SEBI registered Alternative Investment Funds.


Contact Number: +91 022 6623 3000


In case of investor grievance, mail us at investorgrievance.awpl@ambit.co


You can also lodge your grievances with SEBI at https://scores.gov.in/


Filing complaints on SCORES – Easy & quick


  1. Register on SCORES portal
  2. Mandatory details for filing complaints on SCORES:
    • Name, PAN, Address, Mobile Number, E-mail ID
  3. Benefits:
    • Effective communication
    • Speedy redressal of the grievance

Investor may also send complaints on the address given below:


Office of Investor Assistance and Education,

Securities and Exchange Board of India, SEBI Bhavan II

Plot No. C7, ‘G’ Block,

Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051


DIRECT ON-BOARDING OF CLIENTS: The Company provides the facility for direct on-boarding of clients .i.e. on-boarding of clients without intermediation of distributors. In case of direct on-boarding, no charges except statutory charges shall be levied on clients. To know more, please contact us.”

GRIEVANCE REDRESSAL MECHANISM FOR MUTUAL FUND INVESTORS

1. Investors may send their complaint to Ambit Wealth Pvt. Ltd. (AWPL) at the email id gpc.compliance@ambit.co. On receipt of the complaint, the same shall be analyzed by the concerned team and a response shall be given in 3 working days to the client.

2. If not satisfied with the responses from AWPL, you can lodge your grievances with the concerned Mutual Fund / Investor Service Centre of the Mutual Fund. If the complaint remains unresolved, the investor may write to the designated Investor Relations Officer of the mutual fund. The name of the Investor Relations Officer/contact person is generally mentioned in the Scheme Information Document (SID) of the mutual fund scheme, and also on the website of the concerned mutual fund, whom one may approach / write to in case of any query, complaints or grievance.

3. If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on SEBI’s portal, named , 'SCORES', which is a centralized web based complaints redress system. SEBI takes up the complaints registered via SCORES (https://scores.gov.in/scores/Welcome.html) with the concerned mutual fund / intermediary for timely redressal. SCORES facilitates tracking the status of the complaint.

For details on the process and terms & conditions, please click here

4. Investors may send their physical complaints to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan. Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051

Ambit Private Limited

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Ambit Private Limited

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